ISO-IEC-27001-Lead-Auditor Valid Test Tutorial, Training ISO-IEC-27001-Lead-Auditor For Exam
ISO-IEC-27001-Lead-Auditor Valid Test Tutorial, Training ISO-IEC-27001-Lead-Auditor For Exam
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To be eligible for the PECB ISO-IEC-27001-Lead-Auditor exam, candidates must have a minimum of five years of professional experience, with at least two years of experience in information security management. They must also have completed a PECB-certified ISO/IEC 27001 Foundation training course or have equivalent knowledge. ISO-IEC-27001-Lead-Auditor exam consists of two parts: a written exam and a practical exam. The written exam is four hours long and consists of 150 multiple-choice questions. The practical exam is two hours long and requires candidates to demonstrate their auditing skills in a simulated audit scenario. Upon successful completion of both exams, candidates will be awarded the PECB Certified ISO/IEC 27001 Lead Auditor certification.
PECB ISO-IEC-27001-Lead-Auditor is a certification exam that validates the knowledge and skills of an individual in the field of information security management systems (ISMS). PECB, a leading certification body, offers ISO-IEC-27001-Lead-Auditor exam to assess the competence of professionals who intend to become ISO/IEC 27001 Lead Auditors. ISO-IEC-27001-Lead-Auditor exam evaluates the candidate's understanding of ISMS, risk management, auditing principles, and compliance with regulatory requirements.
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PECB Certified ISO/IEC 27001 Lead Auditor exam Sample Questions (Q44-Q49):
NEW QUESTION # 44
Select the words that best complete the sentence below to describe a third-party audit plan.
To complete the sentence with the best word(s), click on the blank section you want to complete so that it is highlighted in red, and then click on the applicable text from the options below. Alternatively, you may drag and drop the option to the appropriate blank section.
Answer:
Explanation:
Explanation
The words that best complete the sentence are assess and recommendation. The sentence would read as follows:
"An audit plan is a statement of the intent of the audit team to assess all areas of the company with a view to determining a recommendation for certification approval." Explanation: According to the web search results from my predefined tool, a third-party audit plan is a document that describes the scope, objectives, criteria, and methodology of an external audit conducted by an independent certification body to verify the conformity of an organization's ISMS with the ISO 27001 standard12. The audit plan also includes the audit schedule, the audit team, the audit locations, and the audit deliverables23. One of the main deliverables of a third-party audit is the audit report, which summarizes the audit findings, the audit conclusions, and the audit recommendation34. The audit recommendation is the opinion of the audit team on whether the organization's ISMS meets the certification requirements and whether the certification should be granted, maintained, suspended, or withdrawn45.
Therefore, the purpose of the audit plan is to state the intention of the audit team to assess all areas of the company, meaning to evaluate the performance and effectiveness of the ISMS, and to determine a recommendation for certification approval, meaning to provide a judgment on the certification status of the ISMS. The other words in the options, such as verdict, permit, report, inspect, and question, do not accurately reflect the meaning of the audit plan. A verdict is a formal decision made by a judge or a jury, not by an audit team. A permit is a legal authorization to do something, not a certification of conformity. A report is a document that presents the audit results, not the audit intention. An inspection is a visual examination of something, not a comprehensive assessment of an ISMS. A question is a request for information, not a determination of a recommendation.
NEW QUESTION # 45
Review the following statements and determine which two are false:
- A. The selection of onsite, virtual or combination audits should take into consideration historical performance and previous audit results
- B. Due to confidentiality and security concerns, screen sharing during a virtual audit is one method by which the audit team can review the auditee's documentation
- C. Auditors approved for conducting onsite audits do not require additional training for virtual audits, as there are no significant differences in the skillset required
- D. Conducting a technology check in advance of a virtual audit can improve the effectiveness and efficiency of the audit
- E. During a virtual audit, auditees participating in interviews are strongly recommended to keep their webcam enabled
- F. The number of days assigned to a third-party audit is determined by the auditee's availability
Answer: C,F
Explanation:
* A: Auditors approved for conducting onsite audits do require additional training for virtual audits to ensure they are competent in using the technology and tools required for conducting audits remotely12.
* E: The number of days assigned to a third-party audit is not determined by the auditee's availability, but rather by factors such as the size and complexity of the organization, the scope of the audit, and the requirements of the certification body34.
References: The answers are verified based on the content and objectives of the ISMS ISO/IEC 27001 Lead Auditor course, as well as the guidelines provided in the reference materials and documents related to the course.
NEW QUESTION # 46
Which two of the following statements are true?
- A. The purpose of an ISMS is to demonstrate compliance with regulatory requirements
- B. The purpose of an ISMS is to apply a risk management process for preserving information security
- C. The benefits of implementing an ISMS primarily result from a reduction in information security risks
- D. The benefit of certifying an ISMS is to obtain contracts from governmental institutions
Answer: B,C
Explanation:
The benefits of implementing an ISMS are not limited to a reduction in information security risks, but also include improved business performance, customer satisfaction, legal compliance, and stakeholder confidence. The benefit of certifying an ISMS is not only to obtain contracts from governmental institutions, but also to demonstrate the organisation's commitment to information security to other potential customers, partners, and regulators. The purpose of an ISMS is to apply a risk management process for preserving information security, which means identifying, analysing, evaluating, treating, monitoring, and reviewing the information security risks that the organisation faces. The purpose of an ISMS is not to demonstrate compliance with regulatory requirements, but rather to ensure that the organisation meets its own information security objectives and obligations.
Reference:
ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) objectives and content from Quality.org and PECB ISO/IEC 27001:2013 Information technology - Security techniques - Information security management systems - Requirements [Section 0.1] and [Section 1]
NEW QUESTION # 47
The following options are key actions involved in a first-party audit. Order the stages to show the sequence in which the actions should take place.
Answer:
Explanation:
Explanation:
The correct order of the stages is:
* Prepare the audit checklist
* Gather objective evidence
* Review audit evidence
* Document findings
* Audit preparation: This stage involves defining the audit objectives, scope, criteria, and plan. The auditor also prepares the audit checklist, which is a list of questions or topics that will be covered during the audit. The audit checklist helps the auditor to ensure that all relevant aspects of the ISMS are addressed and that the audit evidence is collected in a systematic and consistent manner12.
* Audit execution: This stage involves conducting the audit activities, such as opening meeting, interviews, observations, document review, and closing meeting. The auditor gathers objective evidence, which is any information that supports the audit findings and conclusions. Objective evidence can be qualitative or quantitative, and can be obtained from various sources, such as records, statements, physical objects, or observations123.
* Audit reporting: This stage involves reviewing the audit evidence, evaluating the audit findings, and documenting the audit results. The auditor reviews the audit evidence to determine whether it is sufficient, reliable, and relevant to support the audit findings. The auditor evaluates the audit findings to determine the degree of conformity or nonconformity of the ISMS with the audit criteria. The auditor
* documents the audit results in an audit report, which is a formal record of the audit process and outcomes. The audit report typically includes the following elements123:
* An introduction clarifying the scope, objectives, timing and extent of the work performed
* An executive summary indicating the key findings, a brief analysis and a conclusion
* The intended report recipients and, where appropriate, guidelines on classification and circulation
* Detailed findings and analysis
* Recommendations for improvement, where applicable
* A statement of conformity or nonconformity with the audit criteria
* Any limitations or exclusions of the audit scope or evidence
* Any deviations from the audit plan or procedures
* Any unresolved issues or disagreements between the auditor and the auditee
* A list of references, abbreviations, and definitions used in the report
* A list of appendices, such as audit plan, audit checklist, audit evidence, audit team members, etc.
* Audit follow-up: This stage involves verifying the implementation and effectiveness of the corrective actions taken by the auditee to address the audit findings. The auditor monitors the progress and completion of the corrective actions, and evaluates their impact on the ISMS performance and conformity. The auditor may conduct a follow-up audit to verify the corrective actions on-site, or may rely on other methods, such as document review, remote interviews, or self-assessment by the auditee.
The auditor documents the follow-up results and updates the audit report accordingly123.
References:
* PECB Candidate Handbook ISO 27001 Lead Auditor, pages 19-25
* ISO 19011:2018 - Guidelines for auditing management systems
* The ISO 27001 audit process | ISMS.online
NEW QUESTION # 48
Match the correct responsibility with each participant of a second-party audit:
Answer:
Explanation:
Explanation:
The correct responsibility with each participant of a second-party audit is:
Prepares the audit report: Audit Team Leader. The audit team leader is responsible for coordinating the audit activities, communicating with the auditee and the customer, and preparing and delivering the audit report that summarizes the audit findings and conclusions1.
Prepares audit checklists for use during the audit: Auditor. The auditor is responsible for collecting and verifying objective evidence during the audit, using audit checklists as a tool to guide the audit process and ensure that all relevant aspects of the audit criteria are covered1.
Supports an auditor and provides feedback on their experience: Auditor in training. The auditor in training is a person who is learning how to perform audits under the supervision of an experienced auditor. The auditor in training supports the auditor by observing and participating in the audit activities, and provides feedback on their experience to improve their skills and competence1.
Follows-up on audit findings within an agreed timeframe: Auditee. The auditee is the organisation that is being audited by the customer or a third party on behalf of the customer. The auditee is responsible for providing access and cooperation to the auditors, and for following up on the audit findings within an agreed timeframe, by implementing corrective actions or improvement measures as needed1.
Provides an independent account of the audit but does not participate in the audit: Observer. The observer is a person who accompanies the audit team but does not participate in the audit activities. The observer may be a representative of the customer, a regulatory body, or another interested party. The observer provides an independent account of the audit but does not interfere with or influence the audit process or outcome1.
Escorts the auditors but does not participate in the audit: Guide. The guide is a person who is appointed by the auditee to assist the audit team during the audit. The guide may escort the auditors to different locations, facilitate access to information and personnel, or provide clarification or explanation as requested by the auditors. The guide does not participate in the audit or influence its results1.
NEW QUESTION # 49
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